Stoltmann Law Offices
10 S. LaSalle Street
Suite 3500
Chicago, IL 60603
ph: 312.332.4200
fax: 312.332.4201
www.InvestmentFraud.PRO
Andrew@StoltLaw.com

Andrew Stoltmann discussed the resignation of SEC Chairman William Donaldson on CNN’s Lou Dobbs Tonight. 

Raymond James Financial Services Arbitration, Attorney, Class Action, Fraud, Law Firm, Lawsuit, Lawyer

Attorneys in our practice are looking into many situations that call for a Raymond James Financial Services lawsuit or arbitration.

Raymond James Financial Services Inc. is a broker-dealer based in St. Petersburg, Florida. The firm has been fined and sued many times in recent years, and you may have a claim for investment losses resulting from inappropriate actions of brokers.

Raymond James Financial Services has been sued for presenting illiquid auction-rate securities (ARS) as liquid investments. In 2010 alone, Raymond James was ordered to buy back millions of dollars worth of ARS to investors to whom the securities were misrepresented. During the 2008 market collapse, many investors say they were stuck with ARS they couldn’t sell, and did not receive warning from Raymond James brokers that the ARS market was becoming dire.

In another instance of Raymond James Financial Services fraud, a former Raymond James broker in 2004 pleaded guilty and was sentenced to federal prison for conning wealthy investors into putting more than $44 million into a fraudulent account from which transferred large sums of money to his wife.

In 2011, a former Raymond James broker in Connecticut pleaded guilty to stealing more than $1.3 million from his clients.
FINRA and NASD also have assessed Raymond James with multiple fines of more than $1 million for broker misconduct and failure to supervise employees.

If you were harmed in these or other scenarios involving Raymond James Financial Services, find out your rights. Set up a no-obligation consultation with our office by contacting us at:

10 S. LaSalle, 35th Floor
Chicago, IL 60603
312.332.4200
www.InvestmentFraud.PRO